# IDataView Implementation¶

This document is intended as an essay on the best practices for IDataView implementations. As a prerequisite, we suppose that someone has read, and mostly understood, the following documents:

and has also read and understood the code documentation for the IDataView and its attendant interfaces. Given that background, we will expand on best practices and common patterns that go into a successful implementation of IDataView, and motivate them with real examples, and historical learnings.

Put another way: There are now within the ML.NET codebase many implementations of IDataView and many others in other related code bases that interface with ML.NET. The corresponding PRs and discussions have resulted in the accumulation of some information, stuff that is not and perhaps should not be covered in the specification or XML code documentation, but that is nonetheless quite valuable to know. That is, not the IDataView spec itself, but many of the logical implications of that spec.

We will here start with the idioms and practices for IDataView generally, before launching into specific types of data views: right now there are two types of data views that have risen to the dignity of being “general”: loaders and transforms. (There are many “specific” non-general data views: “array” data views, cache data views, join data views, data views for taking other abstractions for representing data and phrasing it in a way our code can understand, but these do not follow any more general pattern as loaders and transforms do.)

# Urgency in Adhering to Invariants¶

The point of IDataView is that it enables composable data pipelines. But what does that composability, practically, entail?

There are many implementations of IDataView and IDataTransform in the ML.NET codebase. There are, further, many instances of ITrainer that consume those data views. There are more implementations of these currently outside of this codebase, totaling some hundreds. Astonishingly, they all actually work well together. The reason why so many transforms can work well with so many different dataviews as potential inputs, chained in arbitrary and strange ways we can hardly imagine, and feed well into so many instances of ITrainer is not of course because we wrote code to accommodate the Cartesian product of all possible inputs, but merely because we assume that any given implementation of IDataView obeys the invariants and principles it must.

This is a general principal of software engineering, or indeed any engineering: it is nearly impossible to build any complex system of multiple parts unless those subcomponents adhere to whatever specifications they’re supposed to, and fulfill their requirements.

We can to some extent tolerate divergence from the invariants in some components, if they are isolated: we have some losses that behave strangely, even trainers behave somewhat strangely, sort of. Yet IDataView is the center of our data pipeline, and divergences are more potentially harmful. There is, for every requirement listed here, actually something that is relying on it.

The inverse is also true: not only must IDataView conform to invariants, code that consumes IDataView should be robust to situations other than the “happy path.” It needn’t succeed, but it should at least be able to detect if data is not in the expected form and throw an error message to the user telling them how they misused it.

To give the most common example of what I have seen in PRs: often one designs a transform or learner whose anticipated usage is that it will be used in conjunction with another transform “upstream” to prepare the data. (Again, this is very common: a KeyToVector transform for example assumes there’s something upstream producing key values.) What happens sometimes is people forget to check that the input data actually does conform to that, with the result that if a pipeline was composed in some other fashion, there would be some error.

The only thing you can really assume is that an IDataView behaves “sanely” according to the contracts of the IDataView interface, so that future ML.NET developers can form some reasonable expectations of how your code behaves, and also have a prayer of knowing how to maintain the code. It is hard enough to write software correctly even when the code you’re working with actually does what it is supposed to, and impossible when it doesn’t. Anyway, not to belabor the point: hidden undocumented implicit requirements on the usage

# Design Decisions¶

Presumably you are motivated to read this document because you have some problem of how to get some data into ML.NET, or process data using ML.NET, or something along these lines. There is a decision to be made about how to even engineer a solution. Sometimes it’s quite obvious: text featurization obviously belongs as a transform. But other cases are less obvious. We will talk here about how we think about these things.

One crucial question is whether something should be a data view at all: Often there is ambiguity. To give some examples of previously contentious points: should clustering be transform or a trainer? What about PCA? What about LDA? In the end, we decided clustering was a trainer and both PCA and LDA are transforms, but this decision was hardly unambiguous. Indeed, what purpose is served by considering trainers and transforms fundamentally different things, at all?

Even once we decide whether something should be an IDataView of some sort, the question remains what type of data view. We have some canonical types of data views:

If it involves taking data from a stream, like a file, or some sort of stream of data from a network, or other such thing, we might consider this a loader, that is, it should perhaps implement IDataLoader.

If it involves taking a single data view, and transmuting it in some fashion, and the intent is this same transmutation might be applied to novel data, then it should perhaps implement IDataTransform, and be a transform.

Now then, consider that not everything should be a loader, or a transform, even when data could be considered to be read from a stream, or when there is a data view based on another single data view. The essential purpose of loader and transforms is that they can exist as part of the data model, that is, they should be serializable and applicable to new data. A nice rule of thumb is: if when designing some you can imagine a scenario where you want to apply some logic to both a training set as well as a test set, then it might make sense to make it a loader or a transform. If not, it probably does not make sense.

1. Often data comes from some programmatic source, as a starting point for an ML.NET pipeline. Despite being at the head of the data pipe, it is not a loader, because the data source is not a stream (though it is streaming): it is a RowSetDataView.
2. During training, data is sometimes cached. the structure that handles the data caching is a CacheDataView. It is absolutely not a transform, despite taking a single input and being itself an IDataView. There is no reason to make it a transform, because there is no plausible rationale to make it part of the data model: the decision of whether you want to cache data during training has nothing at all to do with whether you want to cache data during scoring, so there is no point in saving it to the data model.
3. The ML.NET API for prediction uses a scheme that phrases input data programmatically as coming from an enumerable of typed objects: the underlying programmatic IDataView that is constructed to wrap this is not a loader, because it is not part of the data model. It is merely the entry point to the data model, at least, in typical usage.

# Why GetGetter?¶

Let us address something fairly conspicuous. The question almost everyone asks, when they first start using IDataView: what is up with these getters?

One does not fetch values directly from an IRow implementation (including IRowCursor). Rather, one retains a delegate that can be used to fetch objects, through the GetGetter method on IRow. This delegate is:

public delegate void ValueGetter<TValue>(ref TValue value);


If you are unfamiliar with delegates, read this. Anyway: you open a row cursor, you get the delegate through this GetGetter method, and you use this delegate multiple times to fetch the actual column values as you MoveNext through the cursor.

Some history to motivate this: In the first version of IDataView the IRowCursor implementation did not actually have these “getters” but rather had a method, GetColumnValue<TValue>(int col, ref TValue val). However, this has the following problems:

• Every call had to verify that the column was active,
• Every call had to verify that TValue was of the right type,
• When these were part of, say, a transform in a chain (as they often are, considering how common transforms are used by ML.NET’s users) each access would be accompanied by a virtual method call to the upstream cursor’s GetColumnValue.

In contrast, consider the situation with these getter delegates. The verification of whether the column is active happens exactly once. The verification of types happens exactly once. Rather than every access being passed up through a chain of dozens of transform cursors, you merely get a getter from whatever cursor is serving it up, and do every access directly without having to pass through umpteen virtual method calls (each, naturally, accompanied by their own checks!). With these preliminaries done, a getter on every iteration, when called, merely has to just fill in the value: all this verification work is already taken care of. The practical result of this is that, for some workloads where the getters merely amounted to assigning values, the “getter” method became an order of magnitude faster. So: we got rid of this GetColumnValue method, and now work with GetGetter.

# Repeatability¶

A single IDataView instance should be considered a consistent view onto data. So: if you open a cursor on the same IDatView instance, and access values for the same columns, it will apparently be a “consistent” view. It is probably obvious what this mean, but specifically:

The cursor as returned through GetRowCursor (with perhaps an identically constructed IRandom instance) in any iteration should return the same number of rows on all calls, and with the same values at each row.

Why is this important? Many machine learning algorithms require multiple passes over the dataset. Most stochastic methods wouldn’t really care if the data changed, but others are very sensitive to changes in the data. For example, how could an L-BFGS or OWL-QN algorithm effectively compute its approximation to a Hessian, if the examples from which the per-pass history are computed were not consistent? How could a dual algorithm like SDCA function with any accuracy, if the examples associated with any given dual variable were to change? Consider even a relatively simple transform, like a forward looking windowed averager, or anything relating to time series. The implementation of those ICursor interfaces often open two cursors on the underlying IDataView, one “look ahead” cursor used to gather and calculate necessary statistics, and another cursor for any data: how could the column constructed out of that transform be meaningful of the look ahead cursor was consuming different data from the contemporaneous cursor? There are many examples of this throughout the codebase.

Nevertheless: in very specific circumstances we have relaxed this. For example, some ML.NET API code serves up corrupt IDataView implementations that have their underlying data change, since reconstituting a data pipeline on fresh data is at the present moment too resource intensive. Nonetheless, this is wrong: for example, the TrainingCursorBase and related subclasses rely upon the data not changing. Since, however, that is used for training and the prediction engines of the API as used for scoring, we accept these. However this is not, strictly speaking, correct, and this sort of corruption of IDataView should only be considered as a last resort, and only when some great good can be accomplished through this. We certainly did not accept this corruption lightly!

# Norms for the Data Model¶

In a similar vein for repeatability and consistency is the notion of the data model. Unlike repeatability, this topic is a bit specialized: IDataView specifically is not serializable, but both IDataLoader and IDataTransform are serializable. Nonetheless those are the two most important types of data views, so we will treat on them here.

From a user’s perspective, when they run ML.NET and specify a loader or set of transforms, what they are doing is composing a data pipe. For example, perhaps they specify a way to load data from, say, a text file, apply some normalization, some categorical handling, some text, some this, some that, some everything, and it all just works, and is consistent whether we’re applying that to the training data on which the transforms were defined, or some other test set, whether we programmatically load the model in the API and apply it to some production setting, whether we are running in a distributed environment and want to make sure all worker nodes are featurizing data in exactly the same way, etc. etc.

The way in which this consistency is accomplished is by having certain requirements on the essential parts of the data model: loaders and transforms. The essential reason these things exist is so that they can be applied to new data in a consistent way.

Let us formalize this somewhat. We consider two data views to be functionally identical if there is absolutely no way to distinguish them: they return the same values, have the same types, same number of rows, they shuffle identically given identically constructed IRandom when row cursors are constructed, return the same ID for rows from the ID getter, etc. Obviously this concept is transitive. (Of course, Batch in a cursor might be different between the two, but that is the case even with two cursors constructed on the same data view.) So some rules:

1. If you have an IDataLoader, then saving/loading the associated data model on the same data should result in a functionally identical IDataLoader.
2. If you have an IDataTransform, then saving/loading the associated data model for the transforms on functionally identical IDataViews, should itself result in functionally identical IDataViews.

## Versioning¶

This requirement for consistency of a data model often has implications across versions of ML.NET, and our requirements for data model backwards compatibility. As time has passed, we often feel like it would make sense if a transform behaved differently, that is, if it organized or calculated its output in a different way than it currently does. For example, suppose we wanted to switch the hash transform to something a bit more efficient than murmur hashes, for example. If we did so, presumably the same input values would map to different outputs. We are free to do so, of course, yet: when we deserialize a hash transform from before we made this change, that hash transform should continue to output values as it did, before we made that change. (This, of course, assuming that the transform was released as part of a “blessed” non-preview point release of ML.NET. We can, and have, broken backwards compatibility for something that has not yet been incorporated in any sort of blessed release, though we prefer to not.)

## What is Not Functionally Identical¶

Note that identically constructed data views are not necessarily functionally identical. Consider this usage of the train and score transform with xf=trainScore{tr=ap}, where we first train averaged perceptron, then copy its score and probability columns out of the way, then construct the same basic transform again.

maml.exe showdata saver=md seed=1 data=breast-cancer.txt xf=trainScore{tr=ap}
xf=copy{col=ScoreA:Score col=ProbA:Probability} xf=trainScore{tr=ap}


The result is this.

Label | Features | PredictedLabel | Score | Probability | ScoreA | ProbA ——|——————————|—————-|——–|————–|——–|——- 0 | 5, 1, 1, 1, 2, 1, 3, 1, 1 | 0 | -62.07 | 0.0117 | -75.28 | 0.0107 0 | 5, 4, 4, 5, 7, 10, 3, 2, 1 | 1 | 88.41 | 0.8173 | 92.04 | 0.8349 0 | 3, 1, 1, 1, 2, 2, 3, 1, 1 | 0 | -40.53 | 0.0269 | -44.23 | 0.0329 0 | 6, 8, 8, 1, 3, 4, 3, 7, 1 | 1 | 201.21 | 0.9973 | 208.07 | 0.9972 0 | 4, 1, 1, 3, 2, 1, 3, 1, 1 | 0 | -43.11 | 0.0243 | -55.32 | 0.0221 1 | 8, 10, 10, 8, 7, 10, 9, 7, 1 | 1 | 259.22 | 0.9997 | 257.43 | 0.9995 0 | 1, 1, 1, 1, 2, 10, 3, 1, 1 | 1 | 71.10 | 0.6933 | 89.52 | 0.8218 0 | 2, 1, 2, 1, 2, 1, 3, 1, 1 | 0 | -38.94 | 0.0286 | -39.59 | 0.0388 0 | 2, 1, 1, 1, 2, 1, 1, 1, 5 | 0 | -32.87 | 0.0360 | -41.52 | 0.0362 0 | 4, 2, 1, 1, 2, 1, 2, 1, 1 | 0 | -31.76 | 0.0376 | -41.68 | 0.0360

One could argue it’s not really identically constructed, exactly, since both of those transforms (including the underlying averaged perceptron learner!) are initialized using the pseudo-random number generator in an IHost that changes from one to another. But, that’s a bit nit-picky.

Note also: when we say functionally identical we include everything about it: not just the data, but the schema, its metadata, the implementation of shuffling, etc. For this reason, while serializing the data model has guarantees of consistency, serializing the data has no such guarantee: if you serialize data using the text saver, practically all metadata (except slot names) will be completely lost, which can have implications on how some transforms and downstream processes work. Or: if you serialize data using the binary saver, suddenly it may become shufflable whereas it may not have been before.

The inevitable caveat to all this stuff about “consistency” is that it is ultimately limited by hardware and other runtime environment factors: the truth is, certain machines will, with identical programs with seemingly identical flows of execution result, sometimes, in subtly different answers where floating point values are concerned. Even on the same machine there are runtime considerations, for example, when .NET’s RyuJIT was introduced in VS2015, we had lots of test failures around our model consistency tests because the JIT was compiling the CLI just slightly differently. But, this sort of thing aside (which we can hardly help), we expect the models to be the same.

# On Loaders, Data Models, and Empty IMultiStreamSources¶

When you create a loader you have the option of specifying not only one data input, but any number of data input files, including zero. But there’s also a more general principle at work here with zero files: when deserializing a data loader from a data model with an IMultiStreamSource with Count == 0 (for example, as would be constructed with new MultiFileSource(null)), we have a protocol that every IDataLoader should work in that circumstance, and merely be a data view with no rows, but the same schema as it had when it was serialized. The purpose of this is that we often have circumstances where we need to understand the schema of the data (what columns were produced, what the feature names are, etc.) when all we have is the data model. (For example, the savemodel command, and other things.)

# Getters Must Fail for Invalid Types¶

For a given IRow, we must expect that GetGetter<TValue>(col) will throw if either IsColumnActive(col) is false, or typeof(TValue) != Schema.GetColumnType(col).RawType, as indicated in the code documentation. But why? It might seem reasonable to add seemingly “harmless” flexibility to this interface. So let’s imagine your type should be float, because the corresponding column’s type’s RawType is typeof(float). Now: if you happen to call GetGetter<double>(col) instead of GetGetter<float>(col), it would actually be a fairly easy matter for GetGetter to actually accommodate it, by doing the necessary transformations under the hood, and not fail. This type of thinking is actually insidiously and massively harmful to the codebase, as I will remark.

The danger of writing code is that there’s a chance someone might find it useful. Imagine a consumer of your dataview actually relies on your “tolerance.” What that means, of course, is that this consuming code cannot function effectively on any other dataview. The consuming code is by definition buggy: it is requesting data of a type we’ve explicitly claimed, through the schema, that we do not support. And the developer, through a well intentioned but misguided design decision, has allowed buggy code to pass a test it should have failed, thus making the codebase more fragile when, if we had simply maintained requirements, would have otherwise detected the bug.

Moreover: it is a solution to a problem that does not exist. IDataViews are fundamentally composable structures already, and one of the most fundamental operations you can do is transform columns into different types. So, there is no need for you to do the conversion yourself. Indeed, it is harmful for you to try: if we have the conversion capability in one place, including the logic of what can be converted and how these things are to be converted, is it reasonable to suppose we should have it in every implementation of IDataView? Certainly not. At best the situation will be needless complexity in the code: more realistically it will lead to inconsistency, and from inconsistency, surprises and bugs for users and developers.

# Thread Safety¶

Any IDataView implementation, as well as the ISchema, must be thread safe. There is a lot of code that depends on this. For example, cross validation works by operating over the same dataset (just, of course, filtered to different subsets of the data). That amounts to multiple cursors being opened, simultaneously, over the same data.

So: IDataView and ISchema must be thread safe. However, IRowCursor, being a stateful object, we assume is accessed from exactly one thread at a time. The IRowCursors returned through a GetRowCursorSet, however, which each single one must be accessed by a single thread at a time, multiple threads can access this set of cursors simultaneously: that’s why we have that method in the first place.

# Exceptions and Errors¶

There is one non-obvious implication of the lazy evaluation while cursoring over an IDataView: while cursoring, you should almost certainly not throw exceptions.

Imagine you have a TextLoader. You might expect that if you have a parse error, for example, you have a column of floats, and one of the rows has a value like, "hi!" or something otherwise uninterpretable, you would throw. Yet, consider the implications of lazy evaluation. If that column were not selected, the cursoring would succeed, because it would not look at that "hi!" token at all, much less detect that it was not parsable as a float.

If we were to throw, the effect is that sometimes the cursoring will succeed (if the column is not selected), and sometimes will fail (if not selected). These failures are explainable, ultimately, of course, in the sense that anything is explainable, but a user knows nothing about lazy evaluation or anything like this: correspondingly this is enormously confusing.

The implication is that we should not throw an exception in this case. We instead consider this value “missing,” and we may register a warning using an IChannel.Warning, but we cannot fail.

So: If you could reasonably catch the exception on any cursoring over your IDataView, you can throw. If, however, detecting the condition on which you could throw the exception requires that a certain column be made active, then you should not throw. Of course, there are extreme circumstances: for example, one cannot help but throw on a cursoring if, say, there is some weird system event, and if one somehow detects in a subsequent iteration that something is fundamentally broken then you can throw: for example, the binary loader will throw if it detects the file it is reading is corrupted, even if that corruption may not have been obvious immediately.

# GetGetter Returning the Same Delegate¶

On a single instance of IRowCursor, since each IRowCursor instance has no requirement to be thread safe, it is entirely legal for a call to GetGetter on a single column to just return the same getting delegate. It has come to pass that the majority of implementations of IRowCursor actually do that, since it is in some ways easier to write the code that way.

This practice has inadvertently enabled a fairly attractive tool for analysis of data pipelines: by returning the same delegate each time, we can check in a data pipeline what data is being passed through by seeing whether the references to getter delegates are being passed through. Now this is imperfect, because some transforms that could use the same delegate each time do not, but the vast majority do.

# Class Structuring¶

The essential attendant classes of an IDataView are its schema, as returned through the Schema property, as well as the IRowCursor implementation(s), as returned through the GetRowCursor and GetRowCursorSet methods. The implementations for those two interfaces are typically nested within the IDataView implementation itself. The cursor implementation is almost always at the bottom of the data view class.

# IRow and ICursor vs. IRowCursor¶

We have IRowCursor which descends from both IRow and ICursor. Why do these other interfaces exist?

Firstly, there are implementations of IRow or ICursor that are not IRowCursors. We have occasionally found it useful to have something resembling a key-value store, but that is strongly, dynamically typed in some fashion. Why not simply represent this using the same idioms of IDataView? So we put them in an IRow. Similarly: we have several things that behave like cursors, but that are in no way row cursors.

However, more than that, there are a number of utility functions where we want to operate over something like an IRowCursor, but we want to have some indication that this function will not move the cursor (in which case IRow is helpful), or that will not access any values (in which case ICursor is helpful).

# Schema¶

The schema contains information about the columns. As we see in the design principles, it has index, data type, and optional metadata.

While programmatically accesses to an IDataView are by index, from a user’s perspective the indices are by name; most training algorithms conceptually train on the Features column (under default settings). For this reason nearly all usages of an IDataView will be prefixed with a call to the schema’s TryGetColumnIndex.

Regarding name hiding, the principles mention that when multiple columns have the same name, other columns are “hidden.” The convention all implementations of ISchema obey is that the column with the largest index. Note however that this is merely convention, not part of the definition of ISchema.

Implementations of TryGetColumnIndex should be O(1), that is, practically, this mapping ought to be backed with a dictionary in most cases. (There are obvious exceptions like, say, things like LineLoader which produce exactly one column. There, a simple equality test suffices.)

It is best if GetColumnType returns the same object every time. That is, things like key-types and vector-types, when returned, should not be created in the function itself (thereby creating a new object every time), but rather stored somewhere and returned.

## Metadata¶

Since metadata is optional, one is not obligated to necessarily produce it, or conform to any particular schemas for any particular kinds (beyond, say, the obvious things like making sure that the types and values are consistent). However, the flip side of that freedom given to producers, is that consumers are obligated, when processing a data view input, to react gracefully when metadata of a certain kind is absent, or not in a form that one expects. One should never fail when input metadata is in a form one does not expect.

To give a practical example of this: many transforms, learners, or other components that process IDataViews will do something with the slot names, but when the SlotNames metadata kind for a given column is either absent, or not of the right type (vectors of strings), or not of the right size (same length vectors as the input), the behavior is not to throw or yield errors or do anything of the kind, but to simply say, “oh, I don’t really have slot names,” and proceed as if the slot names hadn’t been present at all.